Best Investors
Account
Sign in
Best Investors
Account
Sign in
3789 Attucks Dr, Powell, OH 43065 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-11-12 |
Branch Locations
3789 Attucks Dr, Powell, OH 43065 • United States
Maumee, OH • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital City Securities, Llc | Columbus | OH | 08/2008 | Present |
| Regis Asset Management, Llc | Maumee | OH | 08/2006 | 05/2018 |
| Capital City Asset Management Group, Llc | Powell | OH | 05/2018 | Present |
Self-Employed Health Insurance Agent 7147 Salisbury Rd MaumeeOH 43537. Industry related. Provide and service individual and business health insurance coverage. Started 2003. Approx 12 hours per month, roughly half during stock market trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-07 |
Reach out to this advisor