Best Investors
Account
Sign in
Best Investors
Account
Sign in
4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-23 |
Branch Locations
7026 Old Katy Rd Suite 201, Houston, TX 77024 • United States
Po Box 6811, Houston, TX 77265-6811 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dulworth & Co, Inc. | Houston | TX | 01/2004 | Present |
| Legacy Asset Management, Inc. | Houston | TX | 11/2015 | 12/2018 |
| The Leaders Group Inc | Littleton | CO | 03/2023 | 09/2024 |
| Summit Financial, Llc | Parsippany | NJ | 09/2024 | Present |
1.) DULWORTH & CO INC - 1/1/2004 - 1800 W Loop S, Suite 2115, Houston, TX 77027 - President, Sales and day to day responsibilities, Not Invt Rel, Insurance business, 100 hrs/mo; 100 hrs/mo (during trading hours). 2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Dulworth Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-15 |
| S65 | Uniform Investment Adviser Law Examination | 2023-06-05 |
Reach out to this advisor