Joseph Louis Divestea

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 10/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Kisco, NY
• 02/2010 → 10/2016
  Bank Of America, N.A.
  Mount Kisco, NY
• 10/2016 → Present
  Raymond James And Associates
  Danbury, CT

Previous Registrations

• 2008-07-16 → 2016-10-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Carmel, NY
  White Plains, NY

Other Businesses

(1)Name of Business: MDJM LLC Address: 4 Prospect St., Ridgefield, CT, 06877, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchased a office condo for the purpose of renting it to Raymond James (2)Name of Business: MDJM LLC Address: 4 Prospect St, Ridgefield, CT, 06877-4510, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lease a commercial building space to Raymond James.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-11
• S63 Uniform Securities Agent State Law Examination
  1990-10-03