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4049 1St Street Suite 129, Livermore, CA 94551-4949 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-30 |
Branch Locations
4049 1St Street Suite 129, Livermore, CA 94551-4949 • United States
4049 First Street Suite 129, Livermore, CA 94551-4949 • United States
4049 First Street Suite 129, Livermore, CA 94551-4949 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Qcs Financial Services | Livermore | CA | 08/2006 | Present |
| Oak Tree Securities Inc | Walnut Creek | CA | 10/2007 | Present |
VICE PRESIDENT, QCS FINANCIAL SERVICES, A COMPANY THAT CONDUCTS OUTSOURCING BROKERAGE COMPLIANCE.(ALREADY LISTED IN CURRENT EMPLOYMENT) Non investment related, compliance only. Start date August 2006. 35 hours per week. Life Insurance sales. Start date February 2021. 8 hours per week. Paid on a commission basis. Ominous Burgers. Non investment related. Food sales, owner operator. No relationship with Oak Tree. Start date June 15th, 2021. 15 hours per week. Student Options LLC. Investment related. San Francisco, CA. Floor option trading. None with the firm. Relation is email compliance consultant paid through QCS Financial Services. December 16, 2021. 2 hours per week done after trading hours. Reviewing of email and instant messaging for the Firm,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-08-19 |
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