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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-17
AZ RA APPROVED 2015-03-27
  • TX RA
    APPROVED
    Since 2016-08-17
  • AZ RA
    APPROVED
    Since 2015-03-27

Branch Locations

4500 S Lakeshore Dr Ste 500, Tempe, AZ 85282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 03/2004 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2006 Present
Other Businesses

1) LEGACY FINANCIAL GROUP, 4500 S LAKESHORE DR, TEMPE, AZ, 4/2004 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 0 HRS. 2) MICHAEL J PRZEWLOCKI, NOTARY PUBLIC, 4500 S LAKESHORE DRIVE SUITE 275, TEMPE, AZ 85282. BEGAN 1/3/2013 AS NOTARY PUBLIC. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/YEAR, NONE DURING TRADING. 3) MEMBERSHIP TO IARFC, INTERNATIONAL ASSOCIATION OF REGISTERED FINANCIAL CONSULTANTS, 2507 N VERITY PKWY, PO BOX 42506, MIDDLETOWN, OH, 45042, RFC SINCE 8/28/14, INVESTMENT RELATED, 40 YEARLY, NONE DURING TRADING. 4) DIRT TO DOUGH, LLC, 1613 E. SILVERWOOD DR, PHOENIX, AZ, 1/2008 AS PASSIVE OWNER OF LLC WHICH OWNS LAND. NIR - 0 HRS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. DIRT TO DOUGH LLC, 1613 E SILVERWOOD DR, PHOENIX, AZ, 01/2008. LLC TO OWN PROPERTY. NIR-0/WK-0/TRADING. 6) PRZEWLOCKI HORVATH, 4500 S. Lakeshore Dr. #500, Tempe AZ 85282, United States, 01/01/2019, IAR, DBA Name, INV REL, 40 HR/MO - 26 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-16
S63 Uniform Securities Agent State Law Examination 1990-08-24
  • S66 Uniform Combined State Law Examination
    2015-03-16
  • S63 Uniform Securities Agent State Law Examination
    1990-08-24

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