Douglas Bryant Neiman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2018
  West Highland Investmentmanagement
  Trader, CT
• 04/2015 → 06/2021
  Voya Financial Advisors, Inc.
  Windsor, CT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2021 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2021 → Present
  Cetera Financial Specialists
  Schaumburg, IL
• 06/2021 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 06/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-01-12 → 2021-06-09
  Voya Financial Advisors, Inc.
  Windsor, CT

Other Businesses

(1) NAME OF OTHER BUSINESS: DOUGLAS NEIMAN; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ONLINE SALES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SELL USED GOODS ONLINE, TOOLS , SPORTING GOODS;

Exams

• S66 Uniform Combined State Law Examination
  2015-10-13
• S63 Uniform Securities Agent State Law Examination
  1992-02-27