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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-02
TX RA APPROVED_RES 2022-09-02
  • NJ RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED_RES
    Since 2022-09-02

Branch Locations

26 Main St Ste 101, Chatham, NJ 07928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Short Hills NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Short Hills NJ 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Chatham NJ 09/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-09-02
    Short Hills, NJ
    Short Hills, NJ
  • 2005-08-17 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Short Hills, NJ
    Short Hills, NJ
    St. Louis, MO
  • 2002-07-18 → 2005-08-29
    Morgan Stanley Dw Inc.
    Fairfield, NJ
Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED, CLIFTON, NJ, START: 11/17/15, LESS THAN 1 HOUR/MONTH, LESS THAN 1 HOUR DURING TRADING, NOTARIZE DOCUMENTS. CITY OF CLIFTON BOARD OF ADJUSTMENT; NOT INV. RELATED; CLIFTON, NJ; BOARD MEMBER; START DATE 1/2021; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, REVIEW AND ACCEPT OR REJCT BUILDING PERMITS. FLOW WINE GROUP; NOT INV. RELATED; BALTIMORE,MD; WINE CONSULTANT; START DATE 01/05/2019; NUMBER OF HOURS PER MONTH 6; NUMBER OF HOURS DURING TRADING 0; ATTENDING WINE TASTING EVENTS,POURING WINE,AND SHARING MY KNOWLEDGE AND EXPERTISE. SCORZIELLO FINANCIAL GROUP, LLC; INV. RELATED; CLIFTON,NJ; 100% OWNERSHIP; START DATE 09/02/2022; NUMBER OF HOURS PER MONTH 150; NUMBER OF HOURS DURING TRADING 150; TRANSITIONING TO FINET PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-11
  • S63 Uniform Securities Agent State Law Examination
    1990-10-11

View on SEC IAPD

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