Richard Charles Spence

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Ameritas Investment Company, Llc
  Lincoln, NE
• 02/2013 → 07/2022
  Ameritas Life Insurance Corp
  Lincoln, NE
• 01/1998 → 12/2021
  Horse Breeder & Trainer
  Aledo, TX
• 11/2021 → Present
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 07/2022 → Present
  Wealth Solutions Llc
  Laplace, LA

Previous Registrations

• 2012-04-05 → 2013-04-11
  Allied Financial Consultant Llc
  Aledo, TX
  Fort Worth, TX

Other Businesses

FULLHOUSE; SAME AS RESIDENCE; NON-INV REL; PERFORM MUSIC, RECORD MUSIC & DISTRIBUTE MUSIC, VOLUNTEER FOR CHARITABLE ORGANIZATIONS THROUGH PERFORMANCES AND TEACH MUSIC; OWNER; START DATE=04/2011; HRS/MO=5; TRADING HRS/MO=0; MANAGE SCHEDULE FOR PERFORMANCES, RECEIVE PAYMENTS FOR SALE OF MUSIC AND ROYALTIES * CONSTRUCTION; SAME AS RESIDENCE; NON-INV REL; CONSTRUCTION, REPAIR AND REMODELING SERVICES FOR HOME AND RANCH; SOLE PROPRIETOR; START DATE=12/2016; HRS/MO=20; TRADING HRS/MO=0; PURCHASE MATERIALS FOR JOB, PROVIDE LABOR TO COMPLETE JOB

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-03-23
• S63 Uniform Securities Agent State Law Examination
  2007-06-29

Other Names

• Rick Spence