Arthur D Pringle

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Park, FL
• 02/2013 → Present
  Bank Of America, N.A.
  Winter Park, FL

Other Businesses

(1)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CME INVESTMENT RELATED: N ADDRESS OF BUSINESS: 141 WEST JACKSON BLVD, CHICAGO, ILLINOIS 60604 NATURE OF BUSINESS: OTHER,MEMBERSHIP OWNER POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/4/2002 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EXCHANGE MEMBERSHIP OWNER. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHICAGO BOARD OF TRADE/CHICAGO MERCANTILE EXCHANGE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 111 W JACKSON BLVD, CHICAGO, ILLINOIS 60606 NATURE OF BUSINESS: OTHER,I OWN THE TRADING RIGHTS TO A CBOT FULL MEMBERSHIP POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/4/2002 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NO RESPONSIBILITIES. I AM A TRADING SEAT MEMBERSHIP HOLDER.

Exams

• S66 Uniform Combined State Law Examination
  2012-12-20
• S63 Uniform Securities Agent State Law Examination
  1990-10-30

Other Names

• Doug Pringle
• Authur Douglas Pringle
• Arthur Douglas Pringle
• Doug Pringle
• Arthur Douglas Pringle