Michael David Lund

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-15
CA	RA	APPROVED	2006-10-12

TX RA
APPROVED_RES

Since 2018-10-15
CA RA
APPROVED

Since 2006-10-12

Branch Locations

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Linsco/Private Ledger Corp.)	Fresno	CA	10/2006	Present

10/2006 → Present

Lpl Financial, Llc (Linsco/Private Ledger Corp.)

Fresno, CA

Previous Registrations

1997-07-08 → 2006-10-31

Ubs Financial Services Inc.

Fresno, CA

Fresno, CA

Other Businesses

1- 12/03/2025 - Sage Planning Solutions- DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/03/2025 - 40 hours per month/ 7 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-11-07
S63	Uniform Securities Agent State Law Examination	1990-08-22

S65 Uniform Investment Adviser Law Examination

2002-11-07
S63 Uniform Securities Agent State Law Examination

1990-08-22

Other Names

Michael David Lund
Michael David Lund

View on SEC IAPD