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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2010-05-11 |
Branch Locations
1075 Peachtree St Ne Suite 1, Atlanta, GA 30309 • United States
20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Atlanta | GA | 02/1994 | Present |
| Charles Schwab Bank | Atlanta | GA | 02/2005 | Present |
| Td Ameritrade Inc | Atlanta | GA | 01/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-29 |
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