Shawn Charles Shubat

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2018-02-14
AR	RA	APPROVED	2018-02-14
CA	RA	APPROVED	2018-02-14
CO	RA	APPROVED	2018-02-14
GA	RA	APPROVED	2018-02-14
ID	RA	APPROVED	2018-02-14
IL	RA	APPROVED	2018-02-14
IA	RA	APPROVED	2018-02-14
KS	RA	APPROVED	2018-02-14
KY	RA	APPROVED	2018-02-14
MI	RA	APPROVED	2018-02-14
MN	RA	APPROVED	2018-02-14
MO	RA	APPROVED	2018-02-14
NH	RA	APPROVED	2018-02-14
NJ	RA	APPROVED	2018-02-14
NC	RA	APPROVED	2018-02-14
ND	RA	APPROVED	2018-02-14
OH	RA	APPROVED	2018-02-14
OR	RA	APPROVED	2018-02-14
SC	RA	APPROVED	2018-02-14
TX	RA	APPROVED	2018-02-14
VA	RA	APPROVED	2018-02-14
WA	RA	APPROVED	2018-02-14
WI	RA	APPROVED	2018-02-14

AZ RA
APPROVED

Since 2018-02-14
AR RA
APPROVED

Since 2018-02-14
CA RA
APPROVED

Since 2018-02-14
CO RA
APPROVED

Since 2018-02-14
GA RA
APPROVED

Since 2018-02-14
ID RA
APPROVED

Since 2018-02-14
IL RA
APPROVED

Since 2018-02-14
IA RA
APPROVED

Since 2018-02-14
KS RA
APPROVED

Since 2018-02-14
KY RA
APPROVED

Since 2018-02-14
MI RA
APPROVED

Since 2018-02-14
MN RA
APPROVED

Since 2018-02-14
MO RA
APPROVED

Since 2018-02-14
NH RA
APPROVED

Since 2018-02-14
NJ RA
APPROVED

Since 2018-02-14
NC RA
APPROVED

Since 2018-02-14
ND RA
APPROVED

Since 2018-02-14
OH RA
APPROVED

Since 2018-02-14
OR RA
APPROVED

Since 2018-02-14
SC RA
APPROVED

Since 2018-02-14
TX RA
APPROVED

Since 2018-02-14
VA RA
APPROVED

Since 2018-02-14
WA RA
APPROVED

Since 2018-02-14
WI RA
APPROVED

Since 2018-02-14

Branch Locations

3950 38Th Avenue, Moline, IL 61265 • United States

21 W Jefferson St Ste 102, Waterloo, IA 50701 • United States

1510 Sw Vintage Pkway Ste 230, Ankeny, IA 50023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed Inc	Davenport	IA	05/2004	06/2017
Various Insurance Carriers For W & R Insurance Agencies	Blue Grass	IA	05/2004	06/2017
Quad Cities Christian School	Moline	IL	01/2015	11/2016
Deere Employees Credit Union	Moline	ID	10/2017	Present
Unemployed	Bluegrass	IA	06/2017	10/2017
Invest Financial Corp.	Tampa	FL	10/2017	02/2018
Lpl Financial Llc	Moline	IL	02/2018	Present

05/2004 → 06/2017

Waddell & Reed Inc

Davenport, IA
05/2004 → 06/2017

Various Insurance Carriers For W & R Insurance Agencies

Blue Grass, IA
01/2015 → 11/2016

Quad Cities Christian School

Moline, IL
10/2017 → Present

Deere Employees Credit Union

Moline, ID
06/2017 → 10/2017

Unemployed

Bluegrass, IA
10/2017 → 02/2018

Invest Financial Corp.

Tampa, FL
02/2018 → Present

Lpl Financial Llc

Moline, IL

Previous Registrations

2017-10-30 → 2018-02-20

Invest Financial Corporation

Moline, IL

Appleton, WI
2004-05-13 → 2017-06-22

Waddell & Reed

Davenport, IA

Davenport, IA
2003-05-14 → 2004-05-03

Lincoln Investment

Davenport, IA

Other Businesses

1. 02/14/2018 - DECU Investment & Retirement Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date 2017. 2. 05/01/2023 - Empeople Investment & Retirement Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-05-01

S63 Uniform Securities Agent State Law Examination

2003-05-01

Designations

Other Names

Shawn Shubat

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews