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Julie A Lerch

Stifel, Nicolaus & Company, Incorporated

Altoona, PA

CRD 2085138

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-09
PA RA APPROVED 2012-06-20
  • TX RA
    APPROVED_RES
    Since 2020-03-09
  • PA RA
    APPROVED
    Since 2012-06-20

Branch Locations

180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Altoona PA 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-19
S63 Uniform Securities Agent State Law Examination 2007-12-04
  • S65 Uniform Investment Adviser Law Examination
    2012-06-19
  • S63 Uniform Securities Agent State Law Examination
    2007-12-04
Other Names
  • Julie Ann Wolfe
  • Julie Ann Wolfe
  • Julie Ann Lerch

View on SEC IAPD

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