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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-11-09 |
| DE | RA | APPROVED | 2009-03-13 |
Branch Locations
1013 Centre Road Suite 400, Wilmington, DE 19805-1265 • United States
Elkton, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Wilmington | DE | 03/2009 | Present |
(1) BEACH RENTAL; ADDRESS: 1002 STONEY BROOK CIRCLE REHOBOTH BEACH DE 19971; BUSINESS DESCRIPTION: RENTAL OF FORMER BEACH HOUSE; START DATE: 05/15/14; CAPACITY: OWNER - ACTIVE; DUTIES: COLLECT RENT AND GENERAL UPKEEP; HOURS DEVOTED TO THE OBA PER MONTH: 4 HOURS PER MONTH; HOURS DEVOTED DURING TRADING HOURS PER MONTH: NONE; (2) CECIL COLLEGE FOUNDATION; ADDRESS: 1 SEAHAWK DRIVE NORTH EAST, MD 21901; BUSINESS DESCRIPTION: COLLEGE ENDOWMENT FOUNDATION; NOT INVESTMENT RELATED; START DATE: 07/28/2017; CAPACITY: COMMITTEE CHAIR; DUTIES: MONITOR FOUNDATION INVESTMENTS; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0.30
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-06 |
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