Jose Munoz

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Deerfield, IL
• 11/2016 → 06/2018
  Wells Fargo Clearing Services, Llc
  Deerfield, IL
• 07/2018 → 03/2022
  Morgan Stanley
  Albuquerque, NM
• 04/2022 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ

Previous Registrations

• 2018-07-23 → 2022-03-30
  Morgan Stanley
  Ft. Lauderdale, FL
  Fort Lauderdale, FL
  Ft. Lauderdale, FL
  Aventura, FL
  Greenwood Village, CO
  Albuquerque, NM
• 2008-12-22 → 2018-06-27
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Deerfield, IL
  Miami, FL
• 2008-07-11 → 2009-01-21
  Morgan Stanley & Co. Llc
  Barrington, IL

Other Businesses

1) Powerlifting America,United States,powerlifting-america.com,Foundation,Sport & Leisure Facilities,Referee at sanctioned powerlifting competitions,Volunteer referee,Volunteer referee, technical coordinator, scoring table or announcer during powerlifting competitions, Start date -4/1/2026

Exams

• S66 Uniform Combined State Law Examination
  2006-02-03

Other Names

• Jose Munoz
• Jose Munoz
• Jose Munoz Jr
• Jose Munoz
• Jose Munoz Jr.