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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-04-11 |
Branch Locations
Albuquerque, NM • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Deerfield | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 11/2016 | 06/2018 |
| Morgan Stanley | Albuquerque | NM | 07/2018 | 03/2022 |
| Ubs Financial Services Inc. | Weehawken | NJ | 04/2022 | Present |
1) Powerlifting America,United States,powerlifting-america.com,Foundation,Sport & Leisure Facilities,Referee at sanctioned powerlifting competitions,Volunteer referee,Volunteer referee, technical coordinator, scoring table or announcer during powerlifting competitions, Start date -4/1/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-03 |
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