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Kelly Anne Walsh

Morgan Stanley

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-05
TX RA APPROVED 2020-03-26
  • NJ RA
    APPROVED
    Since 2022-05-05
  • TX RA
    APPROVED
    Since 2020-03-26

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 02/2014 12/2017
Unemployed Las Vegas NV 12/2017 07/2019
Morgan Stanley New Brunswick NJ 07/2019 Present
  • 02/2014 → 12/2017
    Ubs Financial Services Inc
    San Francisco, CA
  • 12/2017 → 07/2019
    Unemployed
    Las Vegas, NV
  • 07/2019 → Present
    Morgan Stanley
    New Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-30
S63 Uniform Securities Agent State Law Examination 1990-10-25
  • S66 Uniform Combined State Law Examination
    2019-12-30
  • S63 Uniform Securities Agent State Law Examination
    1990-10-25
Other Names
  • Kelly Walsh

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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