David Ward Rudolf

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1989 → Present
  Phoenix Mutual Life Insurance Co
  Hartford, CT
• 01/2024 → Present
  Osaic Wealth, Inc.
  Danbury, CT

Previous Registrations

• 2017-01-24 → 2024-01-19
  Woodbury Financial Services, Inc.
  Danbury, CT
  Hawthorne, NY
  Brewster, NY

Other Businesses

1. RUDOLF ASSOCIATES INC POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2005 ADDRESS: 36 Mill Plain Road, Ste 207, Danbury CT 06811, United States DESCRIPTION: Selling group benefits, medicare plans, individual health insurance life, LTD and long term care insurance 2. DAVID W. RUDOLF POSITION: owner NATURE: Sole Proprietorship, blue stone quarry opened on forestry property Sell lumber usually every 15 years, next sale should be 2023 Possible natural gas lease in the future INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: 109 Middle River Road, Danbury CT 06811, United States DESCRIPTION: Talk to quarrymen Forester

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-09-05

Designations

• Chartered Financial Consultant