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Employer firm

International Assets Investment Management, LLC CRD 144426

$2.57B regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-12-11
  • FL RA
    APPROVED
    Since 2017-12-11

Branch Locations

Ft. Pierce, FL • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Lauderdale FL 11/2008 12/2017
International Assets Advisory, Llc Ft. Pierce FL 12/2017 Present
International Assets Investment Management, Llc Ft. Pierce FL 12/2017 Present
Previous Registrations
  • 2008-11-19 → 2017-12-14
    Fort Lauderdale, FL
    San Diego, CA
    Fort Lauderdale, FL
  • 2007-11-07 → 2008-11-14
    Grove Point Investments, Llc
    Deerfield Beach, FL
    Rockville, MD
    Coral Gables, FL
  • 2007-07-16 → 2007-10-31
    Vsr Financial Services, Inc.
    Deerfield Beach, FL
    Overland Park, KS
    Fort Lauderdale, FL
    Overland Park, KS
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 12/2017 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 2) ATLANTIC WEALTH MANAGEMENT, INC 902 BENT CREEK DRIVE, FT. PIERCE, FL 34947 - PRIVATE LABEL ENTITY FOR SECURITIES BUSINESS - PRESIDENT SINCE 1/2008 - APPROX 80 HRS/MO - NO COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-10
S63 Uniform Securities Agent State Law Examination 1998-12-18
  • S66 Uniform Combined State Law Examination
    2007-07-10
  • S63 Uniform Securities Agent State Law Examination
    1998-12-18
Other Names
  • Alex Martinez

View on SEC IAPD

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