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Steven Thomas Cox

Providence Financial Advisors, LLC

Overland Park, KS

CRD 2084626

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Employer firm

Providence Financial Advisors, LLC CRD 124839

$428M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Providence Financial Advisors, Llc

6900 College Blvd., Suite 850, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-10
KS RA APPROVED 2003-04-22
  • TX RA
    APPROVED_RES
    Since 2014-06-10
  • KS RA
    APPROVED
    Since 2003-04-22

Branch Locations

6900 College Blvd., Suite 850, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Financial Advisors, Llc Leawood KS 02/2003 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-03
S65 Uniform Investment Adviser Law Examination 1996-10-02
S63 Uniform Securities Agent State Law Examination 1990-10-26
  • S66 Uniform Combined State Law Examination
    2003-03-03
  • S65 Uniform Investment Adviser Law Examination
    1996-10-02
  • S63 Uniform Securities Agent State Law Examination
    1990-10-26
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

MARINER
MARINER INDEPENDENT
MARINER WEALTH

Nearby Investors

ALANA DENNEY SCOTT
MARK RICHARD VLASIC
MATTHEW DOUGLAS FISHER

Nearby Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS

More in Overland Park, KS

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