James Stuart Hopson

Employer firm

Capital Advisory Group, Inc. CRD 114539

$225M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Capital Advisory Group, Inc.

5151 Belt Line Road Suite 1250, Dallas, TX 75254 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-06-11

TX RA
APPROVED

Since 2003-06-11

Branch Locations

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
James S. Hopson, Jr., Inc	Dallas	TX	01/1987	Present
Capital Advisory Group, Inc.	Dallas	TX	05/1990	Present
World Choice Securities, Inc.	Bedford	TX	11/2001	Present

01/1987 → Present

James S. Hopson, Jr., Inc

Dallas, TX
05/1990 → Present

Capital Advisory Group, Inc.

Dallas, TX
11/2001 → Present

World Choice Securities, Inc.

Bedford, TX

Previous Registrations

2003-06-11 → 2004-12-31

Capital Advisory Group, Inc.

Dallas, TX

Other Businesses

HOPSON & ASSOCIATES CPA FIRM NON-INVESTMENT RELATED 5151 BELT LINE ROAD, SUITE 1250 DALLAS, TX 75254 TITLE: OWNER & FOUNDER TYPE: SOLE PROPRIETORSHIP START DATE: 1988 ESTIMATED HOURS/MONTH: 40-50 DURING SECURITIES TRADING: 1-2 DUITES: OWNER, MANAGER JAMES S. HOPSON, JR., CFP SOLE PROPRIETOR LICENSED INSURANCE AGENT 5151 BELT LINE ROAD, SUITE 1250 DALLAS, TX 75254 START DATE: 1990 HOURS/MONTH: 20-30 HOURS DURING TRADING: 1 DUTIES: ANALYZE CLIENT RISK MANAGEMENT NEEDS AND DEVELOP SOLUTIONS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-10-24

S63 Uniform Securities Agent State Law Examination

1990-10-24

Other Names

Jim Jr Hopson
Jim Hopson

View on SEC IAPD