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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2017-05-22 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
Huntington, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Lake Success | NY | 01/1991 | Present |
| Metlife Securities Inc. | Lake Success | NY | 01/1991 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2017 | Present |
(1)NAME: GREGORY CLAGUE INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200, EAST HILLS, NY 11548 NATURE: IND LIFE/HEALTH POSITION: AGENT START DATE:01/2005 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: GREGORY CLAGUE INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200, EAST HILLS, NY 11548 NATURE:IND LIFE POSITION: AGENT START DATE: 05/18/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (3)NAME: GREGORY CLAGUE INV REL: Y ADD: 2200 NORTHERN BLVD, SUITE 200, EAST HILLS, NY 11548 NATURE: FIXED ANNUITIES POSITION: AGENT START DATE:01/2017 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-01 |
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