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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-05-22
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-05-22

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Huntington, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Lake Success NY 01/1991 Present
Metlife Securities Inc. Lake Success NY 01/1991 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc East Hills NY 03/2017 Present
  • 01/1991 → Present
    Metropolitan Life Insurance Company
    Lake Success, NY
  • 01/1991 → Present
    Metlife Securities Inc.
    Lake Success, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    East Hills, NY
Other Businesses

(1)NAME: GREGORY CLAGUE INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200, EAST HILLS, NY 11548 NATURE: IND LIFE/HEALTH POSITION: AGENT START DATE:01/2005 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: GREGORY CLAGUE INV REL: Y ADD: 2200 NORTHERN BLVD SUITE 200, EAST HILLS, NY 11548 NATURE:IND LIFE POSITION: AGENT START DATE: 05/18/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (3)NAME: GREGORY CLAGUE INV REL: Y ADD: 2200 NORTHERN BLVD, SUITE 200, EAST HILLS, NY 11548 NATURE: FIXED ANNUITIES POSITION: AGENT START DATE:01/2017 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-01
  • S63 Uniform Securities Agent State Law Examination
    1990-10-01
Other Names
  • Gregory S Clague

View on SEC IAPD

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