Erik Chin Park

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-09
MA	RA	APPROVED	2006-01-06

FL RA
APPROVED

Since 2023-08-09
MA RA
APPROVED

Since 2006-01-06

Branch Locations

Wellington, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Rockport	MA	01/2000	Present

01/2000 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Rockport, MA

Other Businesses

1. 4/4/2018 - Park Family 2015 Trust - Not Investment Related - 23 Granite Street, Rockport, MA 01966 - Act in a Fiduciary Capacity - Trustee - Started 03/27/2018 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-10-29

S63 Uniform Securities Agent State Law Examination

1990-10-29

Designations

Certified Financial Planner

View on SEC IAPD