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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-10 |
| KS | RA | APPROVED | 2010-11-08 |
| MO | RA | APPROVED | 2000-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins Co | Springfield | MO | 07/1990 | Present |
| Nylife Securities Inc. | Springfield | MO | 07/1990 | Present |
| Herrod Financial Group | Joplin | MO | 09/2008 | Present |
[HERROD DEVELOPMENT CO. LLC; STARTED IN 1983; RESIDENTIAL REAL ESTATE RENTAL AND SALES; 15 HOURS PER MONTH] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; UNDER DBA HERROD FINANCIAL GROUP]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-26 |
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