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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Austin | TX | 07/1990 | 03/2017 |
| Mml Investors Services, Llc | Austin | TX | 03/2017 | Present |
| Massmutual Life Insurance Company | Austin | TX | 07/2016 | Present |
(1)NAME: PAUL MAYHEW PHOTOGRAPHY INV REL: N ADD: 2211 SUMMIT RIDGE, SAN MARCOS TX 78666 NATURE: RETAIL SALES POSITION: OWNER START DATE: 08/15/2018 No. HR/MO: 10. No. HR/MO DURING SEC TRADING: 0. (2)NAME: PATSY L MAYHEW LIVING TRUST INV REL: Y ADD: 2211 SUMMIT RIDGE, SAN MARCOS TX 78666 NATURE: TRUSTEE POSITION: TRUSTEE FOR AUNT START DATE: 08/01/2003 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-18 |
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