Peter Michael Cote

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2019-06-20
NM	RA	APPROVED	2018-01-03
MA	RA	APPROVED	2017-10-16
TX	RA	APPROVED	2017-10-16

CT RA
APPROVED

Since 2019-06-20
NM RA
APPROVED

Since 2018-01-03
MA RA
APPROVED

Since 2017-10-16
TX RA
APPROVED

Since 2017-10-16

Branch Locations

275 Grove St, 2-400, Newton, MA 02466 • United States

One Monarch Pl Suite 2010, Springfield, MA 01144-1099 • United States

85 Felt Rd Unit 503, South Windsor, CT 06074 • United States

710 Grattan Street, Chicopee, MA 01020 • United States

East Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	09/2013	10/2017
Lpl Financial Llc	Springfield	MA	10/2017	Present

09/2013 → 10/2017

Cetera Advisor Networks Llc

El Segundo, CA
10/2017 → Present

Lpl Financial Llc

Springfield, MA

Previous Registrations

2013-09-03 → 2017-10-27

Cetera Wealth Services, Llc

Glastonbury, CT

Glastonbury, CT

Sturbridge, MA
2003-11-14 → 2013-09-03

Tower Square Securities, Inc.

Vernon, CT

Tampa, FL
1993-07-08 → 2003-12-18

Veravest Investment Advisors, Inc.

Glastonbury , CT

Other Businesses

1. 10/16/2017 - FINANCIAL RESOURCES OF CT/ NON-VARIABLE INSURANCE/ 10%/ FISKDALE, MA 2. 10/16/2017 - A CONSUMER'S GUIDE TO FINDING A FINANCIAL ADVISOR/ AUTHOR/ 0%/ FISKDALE, MA 3. 8/7/2020 - FR Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/06/2020 - 0 Hours Per Month. 4. 8/17/2020 - Financial Resources of CT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/11/2020. 5. 01/11/2023 - FR Insurance and Benefits Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 10/20/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 12/06/2023 - FR Brands Enterprises - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 8/25/2023 - 1 Hr/Mo; 0 Hr During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-01
S63	Uniform Securities Agent State Law Examination	1993-08-27

S65 Uniform Investment Adviser Law Examination

1995-12-01
S63 Uniform Securities Agent State Law Examination

1993-08-27

Designations

View on SEC IAPD