Steven Mark Mammoser

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-10-17

IL RA
APPROVED

Since 2017-10-17

Branch Locations

100 West Washington Street, Newton, IL 62448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peoples State Bank	Newton	IL	03/1991	Present
Investment Centers Of America	Newton	IL	04/2001	10/2017
Commonwealth Financial Network	Waltham	MA	10/2017	Present

03/1991 → Present

Peoples State Bank

Newton, IL
04/2001 → 10/2017

Investment Centers Of America

Newton, IL
10/2017 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2003-09-25 → 2017-10-17

Investment Centers Of America, Inc.

Newton, IL

Newton, IL

Other Businesses

1. Fixed Insurance Sales under name People Wealth Management, as insurance agent, conducted at branch, investment related. 2. Vice President, Peoples State Bank; as of 1/01/1994; Approximately 100% time spent during business hours; Conducted at branch location; Investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-08-17

S63 Uniform Securities Agent State Law Examination

1990-08-17

Designations

Certified Financial Planner

Other Names

Steven Mark Mammoser

View on SEC IAPD