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Mariner Independent CRD 305418
$7.34B regulatory AUM 47 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-02 |
| WA | RA | APPROVED | 2025-04-25 |
Branch Locations
505 E. Grand Suite 200, Des Moines, IA 50309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rsm Us Wealth Management Llc | Seattle | WA | 03/2003 | 02/2022 |
| Choreo, Llc | Seattle | WA | 02/2022 | 03/2024 |
| Mariner Platform Solutions | Overland Park | KS | 04/2025 | Present |
| Unemployed | Vashon | WA | 03/2024 | 04/2025 |
| Xmc Wealth Management | Des Moines | IA | 04/2025 | Present |
XMC Wealth Management; Investment related, Des Moines, IA, Offering investment services through Mariner Platform Solutions, start date: 04/2025, 160 hours per month during securities trading hours. Leavenworth Adventure Park-Board Member 9342 Icicle Road, Leavenworth, WA 98826. Approximate start 2021. Hours per month, approximately 5. 5 hours per month during securities trading hours. Board oversight of business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-23 |
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