Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-05
PA RA APPROVED 2010-06-02
  • TX RA
    APPROVED_RES
    Since 2019-11-05
  • PA RA
    APPROVED
    Since 2010-06-02

Branch Locations

1315 South Allen St Ste 305, State College, PA 16801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2008 Present
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 1315 SOUTH ALLEN ST, STE 405, STATE COLLEGE, PA, 1/2008 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/WK - 1/TRADING. 2)JIM FAY, 110 HARRIS DR., STATE COLLEGE, PA 16801. BEGAN 5/1/2010 AS A LANDLORD AND OWNER OF A HOME THAT IS RENTED OUT. NOT INVESTMENT RELATED. DEVOTES 10HR/MO, 0/TRADE. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK - 4/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4)NOTARY PUBLIC, 1315 SOUTH ATHERTON ST. SUITE 405, STATE COLLEGE, PA, 01/2008. NIR - 1 HR/MO - 1/TRADING. 5)OWNER OF ANOTHER RENTAL HOME, PROPERTY IS IN HACKETTSTOWN, NJ, 10/2015. NIR - 10 HR/MO - 0/TRADING. 6)PETERSON INTERNATIONAL UNDERWRITERS, 23939 VALENCIA BLVD, 2ND FL, VALENCIA, CA, 8/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/YR - 5/TRADING. 7)COACH ADULT BASEBALL TEAM, 110 HARRIS DR, STATE COLLEGE, PA, 5/2016. NIR - 10 HR/YR - 0/TRADING. 8)ATHLON ADVISORS, 1315 S ALLEN ST, SUITE 305, STATE COLLEGE, PA 16801, 12/2023, FINANCIAL PROFESSIONAL, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-27
S63 Uniform Securities Agent State Law Examination 1990-09-07
  • S66 Uniform Combined State Law Examination
    2010-05-27
  • S63 Uniform Securities Agent State Law Examination
    1990-09-07
Other Names
  • James M Fay
  • Jim Fay

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in State College, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor