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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-05 |
| PA | RA | APPROVED | 2010-06-02 |
Branch Locations
1315 South Allen St Ste 305, State College, PA 16801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2008 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2008 | Present |
1)INDEPENDENT INSURANCE AGENT, 1315 SOUTH ALLEN ST, STE 405, STATE COLLEGE, PA, 1/2008 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/WK - 1/TRADING. 2)JIM FAY, 110 HARRIS DR., STATE COLLEGE, PA 16801. BEGAN 5/1/2010 AS A LANDLORD AND OWNER OF A HOME THAT IS RENTED OUT. NOT INVESTMENT RELATED. DEVOTES 10HR/MO, 0/TRADE. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK - 4/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4)NOTARY PUBLIC, 1315 SOUTH ATHERTON ST. SUITE 405, STATE COLLEGE, PA, 01/2008. NIR - 1 HR/MO - 1/TRADING. 5)OWNER OF ANOTHER RENTAL HOME, PROPERTY IS IN HACKETTSTOWN, NJ, 10/2015. NIR - 10 HR/MO - 0/TRADING. 6)PETERSON INTERNATIONAL UNDERWRITERS, 23939 VALENCIA BLVD, 2ND FL, VALENCIA, CA, 8/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5 HR/YR - 5/TRADING. 7)COACH ADULT BASEBALL TEAM, 110 HARRIS DR, STATE COLLEGE, PA, 5/2016. NIR - 10 HR/YR - 0/TRADING. 8)ATHLON ADVISORS, 1315 S ALLEN ST, SUITE 305, STATE COLLEGE, PA 16801, 12/2023, FINANCIAL PROFESSIONAL, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-07 |
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