James Moyer Mills

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 12/2020
  Ameriprise Financial Services, Inc.
  San Antonio, TX
• 12/2020 → 09/2023
  Cambridge Investment Research, Inc
  Fairfield, IA
• 12/2020 → 09/2023
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 02/2024 → Present
  Kestra Investment Services Llc
  Fredericksburg, TX
• 02/2024 → Present
  Kestra Advisory Services Llc
  Fredericksburg, TX
• 09/2023 → 02/2024
  Unemployed
  Fredericksburg, TX

Previous Registrations

• 2020-12-15 → 2023-10-27
  Cambridge Investment Research Advisors, Inc.
  Abilene,, TX
  Fredericksburg, TX
• 2014-12-12 → 2020-12-22
  Ameriprise Financial Services, Llc
  San Antonio, TX
• 2013-09-30 → 2014-12-24
  Investment Professionals, Inc.
  San Antonio, TX
  Fredericksburg, TX
  Kerrville, TX
• 2007-01-19 → 2013-10-01
  Edward Jones
  Bastrop, TX

Other Businesses

Business Name: RUSTIC SPUR VINEYARDS POSITION: President of Rustic Spur LLC NATURE: Grow and sell wine grapes and make and market finished wine under the Rustic Spur label INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 04/10/2013 ADDRESS: 1653 Gellermann Lane, Fredericksburg TX 78624, United States DESCRIPTION: Travel to wine festivals on weekends to pour and sell our wine to customers around the state. We are about to have a website operational for Rustic Spur Vineyards for direct sales to wine customers. Business Name: VINEYARD VIEW BNB POSITION: My wife and I own the property that the tiny home is located on. NATURE: Air BnB on our property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 1653 Gellermann Lane, Fredericksburg TX 78624, United States DESCRIPTION: Typical duties are to maintain the yard around the property, on occasion help my wife clean property after guests leave, make repairs to property when needed.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-10
• S63 Uniform Securities Agent State Law Examination
  1990-08-17

Other Names

• Jim Mills