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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-10 |
Branch Locations
Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States
Cwm Retail, Sales 3149 East Main Street, Mohegan Lake, NY 10547 • United States
Cwm Retail, Sales 78-82 So. Greeley Avenue, Chappaqua, NY 10514 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pleasantville | NY | 06/2012 | 08/2019 |
| Muriel Siebert & Co., Inc. | Jersey City | NJ | 08/2019 | 02/2021 |
| Jpmorgan Chase Bank, N.A. | Yorktown Heights | NY | 03/2021 | 06/2022 |
| J.P. Morgan Securities Llc | Yorktown Heights | NY | 03/2021 | 06/2022 |
| Siebert Advisornxt, Inc | Jersey City | NJ | 08/2019 | 02/2021 |
| Ameriprise Financial | Pleasantville | NY | 06/2012 | 08/2019 |
| Citigroup | Chappaqua | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-09 |
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