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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • MO RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

300 E 32Nd St, Joplin, MO 64804 • United States

105 N. Rangeline Rd, Joplin, MO 64801 • United States

1094 S Neosho Blvd, Neosho, MO 64850 • United States

200 E Cherry St, Nevada, MO 64772 • United States

2208 Grand, Carthage, MO 64836 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Joplin MO 12/2001 02/2026
U.S. Bancorp Advisors, Llc Joplin MO 02/2026 Present
Previous Registrations
  • 2006-05-24 → 2026-02-13
    Joplin, MO
    Nevada, MO
    Carthage, MO
    Webb City, MO
    Webb City, MO
    Willow Springs, MO
    Lamar, MO
    Joplin, MO
    Pittsburg, KS
    Wheaton, MO
    Monett, MO
    Pineville, MO
    Monett, MO
    Pittsburg, KS
    Joplin, MO
    Joplin, MO
    Joplin, MO
    Joplin, MO
    Joplin, MO
    Neosho, MO
    Pittsburg, KS
    Nevada, MO
    Webb City, MO
    Lamar, MO
    Carthage, MO
    Joplin, MO
Other Businesses

1) Joplin Schools Foundation; not investment-related; Joplin, MO; public school foundation for direct student benefit; Officer - Member of Finance Committee; 9/2011; 4 hours/month; 0 hours/trading; providing guidance on appropriate financial instruments in placement of funds contributed to the foundation, no trading authorization, no check-writing authorization. 2) Forrest Park Church Board of Trustees; Non Investment-related; Joplin, MO; Church Administration, Budget Development; Board Member; 01/2022; 1 hour/ month; 0 hours/ trading; Business planning, Budget development, Accounting, and Chartable giving planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-23
S65 Uniform Investment Adviser Law Examination 1999-11-17
S63 Uniform Securities Agent State Law Examination 1999-02-16
  • S66 Uniform Combined State Law Examination
    2006-05-23
  • S65 Uniform Investment Adviser Law Examination
    1999-11-17
  • S63 Uniform Securities Agent State Law Examination
    1999-02-16

View on SEC IAPD

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