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Gt Investment Management, LLC CRD 325619
$5.50M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-10-22 |
| OR | RA | APPROVED | 2025-10-17 |
| SD | RA | APPROVED | 2025-10-14 |
| WY | RA | APPROVED | 2025-10-13 |
| DE | RA | APPROVED | 2025-10-08 |
| ID | RA | APPROVED | 2025-10-03 |
| MI | RA | APPROVED | 2025-09-17 |
| NV | RA | APPROVED | 2025-09-15 |
| CA | RA | APPROVED | 2025-01-29 |
| FL | RA | APPROVED | 2025-01-29 |
| AZ | RA | APPROVED | 2024-08-16 |
| NY | RA | APPROVED | 2024-05-29 |
| TX | RA | APPROVED_RES | 2024-05-20 |
| NC | RA | APPROVED | 2024-04-01 |
Branch Locations
12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Growthink,Inc | Los Angeles | CA | 04/2000 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 10/2001 | Present |
| Gt Investment Management, Llc | Los Angeles | CA | 03/2023 | Present |
Managing Partner of GT Investment Management LLC, a registered investment advisory firm located at 12130 Millennium Drive - Suite 300, Los Angeles, CA 90094. Responsible for overseeing activities, operations, and strategy of the firm. Devotes approximately 20 hours per month, all during securities trading hours. Activity commenced July 1, 2023. Investment related activity. CEO of Growthink, Inc., a strategic business plan advisory firm located at 12130 Millennium Drive Suite 300, Los Angeles, CA 90094. Responsible for executive management of the company. Devotes approximately 10 hours per month, all during securities trading hours. Activity commenced October 1, 1999. Non-investment related activity. Managing Member and CEO of GT Investment Management LLC, a registered investment advisor located at 12130 Millennium Drive Suite 300, Los Angeles, CA 90094. Responsible for executive management of the firm. Devotes approximately 10 hours per month, all during securities trading hours. Activity commenced January 1, 2023. Investment related activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-16 |
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