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Current Employers
Gt Investment Management, Llc

12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-10-22
OR RA APPROVED 2025-10-17
SD RA APPROVED 2025-10-14
WY RA APPROVED 2025-10-13
DE RA APPROVED 2025-10-08
ID RA APPROVED 2025-10-03
MI RA APPROVED 2025-09-17
NV RA APPROVED 2025-09-15
CA RA APPROVED 2025-01-29
FL RA APPROVED 2025-01-29
AZ RA APPROVED 2024-08-16
NY RA APPROVED 2024-05-29
TX RA APPROVED_RES 2024-05-20
NC RA APPROVED 2024-04-01
  • ND RA
    APPROVED
    Since 2025-10-22
  • OR RA
    APPROVED
    Since 2025-10-17
  • SD RA
    APPROVED
    Since 2025-10-14
  • WY RA
    APPROVED
    Since 2025-10-13
  • DE RA
    APPROVED
    Since 2025-10-08
  • ID RA
    APPROVED
    Since 2025-10-03
  • MI RA
    APPROVED
    Since 2025-09-17
  • NV RA
    APPROVED
    Since 2025-09-15
  • CA RA
    APPROVED
    Since 2025-01-29
  • FL RA
    APPROVED
    Since 2025-01-29
  • AZ RA
    APPROVED
    Since 2024-08-16
  • NY RA
    APPROVED
    Since 2024-05-29
  • TX RA
    APPROVED_RES
    Since 2024-05-20
  • NC RA
    APPROVED
    Since 2024-04-01

Branch Locations

12130 Millennium Drive Suite 300, Los Angeles, CA 90094 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Growthink,Inc Los Angeles CA 04/2000 Present
Gt Securities, Inc. Los Angeles CA 10/2001 Present
Gt Investment Management, Llc Los Angeles CA 03/2023 Present
  • 04/2000 → Present
    Growthink,Inc
    Los Angeles, CA
  • 10/2001 → Present
    Gt Securities, Inc.
    Los Angeles, CA
  • 03/2023 → Present
    Los Angeles, CA
Other Businesses

Managing Partner of GT Investment Management LLC, a registered investment advisory firm located at 12130 Millennium Drive - Suite 300, Los Angeles, CA 90094. Responsible for overseeing activities, operations, and strategy of the firm. Devotes approximately 20 hours per month, all during securities trading hours. Activity commenced July 1, 2023. Investment related activity. CEO of Growthink, Inc., a strategic business plan advisory firm located at 12130 Millennium Drive Suite 300, Los Angeles, CA 90094. Responsible for executive management of the company. Devotes approximately 10 hours per month, all during securities trading hours. Activity commenced October 1, 1999. Non-investment related activity. Managing Member and CEO of GT Investment Management LLC, a registered investment advisor located at 12130 Millennium Drive Suite 300, Los Angeles, CA 90094. Responsible for executive management of the firm. Devotes approximately 10 hours per month, all during securities trading hours. Activity commenced January 1, 2023. Investment related activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-16
S63 Uniform Securities Agent State Law Examination 2002-01-16
  • S65 Uniform Investment Adviser Law Examination
    2023-02-16
  • S63 Uniform Securities Agent State Law Examination
    2002-01-16

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