Caroline Hardy Salman

Current Employers

Employment History

• 04/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  Richmond, VA

Previous Registrations

• 2009-06-01 → 2010-05-13
  Morgan Stanley
  Chicago, IL
• 2001-11-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

I*78528 NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HENRICO HUMANE SOCIETY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: RICHMOND, VIRGINIA 23228 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 2/2/2015 NUMBER OF HOURS DEVOTED: 28 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HENRICO HUMANE SOCIETY IS A FOSTER-BASED, ANIMAL RESCUE ORGANIZATION. I HELP WITH ADOPTION COUNSELING, FOSTERING AND FUNDRAISING. I*91359 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COTTAGE PROPERTIES LLC INVESTMENT RELATED: NO POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 3/31/2016 NUMBER OF HOURS DEVOTED: 2 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WOULD LIKE TO PURCHASE A HOUSE AS A RENTAL PROPERTY. I*: Entity Type: fiduciary role Name: Estate of R. and A. P. Investment-related: No Address of the other business Your position: Executor Start date of your relationship11/5/2019 Approximate number of hours/month you devote to the other business: 2 hrs Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Executor for parents I*: 2542273 Entity Type: Charitable Name of OBA: NAWBO Richmond Chapter Address: Richmond, VA 23235 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 08/31/2025 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: Increase membership and fundraise I*4583281 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO L. S. IRA FBO L. S. Address: Henrico, Virginia, 23229 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/18/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4583282 Entity Type: Fiduciary role Name of OBA: L. S. TOD BENEFICIARIES ON FILE Address: Henrico, Virginia, 23229 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/18/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-15
• S63 Uniform Securities Agent State Law Examination
  1996-09-12

Other Names

• Cara Salman
• Carolina H Salman