Lewis S Rosensitto

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 09/2023
  First Republic Securities Company, Llc
  Newport Beach, CA
• 02/2012 → 07/2023
  First Republic Bank
  Newport Beach, CA
• 09/2023 → 10/2023
  J.P. Morgan Securities Llc
  Newport Beach, CA
• 04/2024 → 10/2024
  J.P. Morgan Securities Llc
  Newport Beach, CA
• 04/2024 → 10/2024
  Jpmorgan Chase Bank, N.A.
  Newport Beach, CA
• 11/2023 → 03/2024
  Unemployed
  Dana Point, CA
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA

Previous Registrations

• 2024-08-02 → 2024-10-22
  J.P. Morgan Securities Llc
  Newport Beach, CA
  Los Angeles, CA
• 2007-05-29 → 2012-03-05
  Citigroup Global Markets Inc.
  Costa Mesa, CA
  Costa Mesa, CA
  Costa Mesa, CA
• 2002-01-14 → 2007-05-29
  Citicorp Investment Services
  Costa Mesa, CA
  Costa Mesa, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-05-13
• S63 Uniform Securities Agent State Law Examination
  1990-10-20

Other Names

• Lewis Scott Rosen
• Lewis Scott Rosensitto
• Lewis S Rosen
• Lewis S Rosensitto
• Lewis Rosensitto
• Lewis S. Rosensitto