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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Newport Beach | CA | 02/2012 | 09/2023 |
| First Republic Bank | Newport Beach | CA | 02/2012 | 07/2023 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 09/2023 | 10/2023 |
| J.P. Morgan Securities Llc | Newport Beach | CA | 04/2024 | 10/2024 |
| Jpmorgan Chase Bank, N.A. | Newport Beach | CA | 04/2024 | 10/2024 |
| Unemployed | Dana Point | CA | 11/2023 | 03/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-20 |
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