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James Gerard Guidera

Robert W. Baird & Co. Incorporated

Towson, MD

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-22
MD RA APPROVED 2024-01-02
  • FL RA
    APPROVED
    Since 2026-01-22
  • MD RA
    APPROVED
    Since 2024-01-02

Branch Locations

100 West Road Suite 200, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc Baltimore MD 12/2014 10/2021
Maryland Capital Management, Llc Baltimore MD 10/2021 12/2022
Cerity Partners Llc New York NY 01/2023 10/2023
Robert W. Baird & Co. Incorporated Towson MD 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-02-13
S66 Uniform Combined State Law Examination 2005-09-19
  • S63 Uniform Securities Agent State Law Examination
    2024-02-13
  • S66 Uniform Combined State Law Examination
    2005-09-19
Other Names
  • James Guidera
  • James Gerard Guidera
  • Jg Guidera
  • James Gerard Guidera

View on SEC IAPD

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