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Corte Madera, CA
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-13 |
Branch Locations
520 Tamalpais Dr Ste 103 And 104, Corte Madera, CA 94925 • United States
520 Tamalpais Drive Suite 103 & 104, Corte Madera, CA 94925 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2000-05-30 |
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/1993 | 10/2025 |
| Financial Security Planning Services, Inc | Corte Madera | CA | 12/1992 | 10/2025 |
| Raymond James Financial Services, Inc. | Corte Madera | CA | 10/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Corte Madera | CA | 10/2025 | Present |
(1)Name of Business: Address: 520 Tamalpais Dr Suite 103 and 104, Corte Madera, CA, 94925-1558, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/17/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and manager of rental property located at 54 Hillcrest Road, Mill Valley, CA 94941 (2)Name of Business: Financial Security Planning Services, Inc. Address: 520 Tamalpais Dr Suite 103 and 104, Corte Madera, CA, 94925-1558, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/31/1992 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I established the firm in CA & continue to serve as President. I am sole principal & shareholder, responsible for all affairs of the firm. I only provide financial planning consultations. All decisions about whether & how to implement recommendations rest entirely with the client. Clients are free at all times to accept/reject all recommendations. Under no circumstances does the firm take custody of any client funds or securities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-09-27 |
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