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4745 W. 136Th Street, Leawood, KS 66224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-11-07 |
| MO | RA | APPROVED | 2023-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2013 | 09/2019 |
| Pruco Securities, Llc. | St Louis | MO | 11/2019 | 11/2023 |
| Unemployed | Lee's Summit | MO | 09/2019 | 11/2019 |
| Prudential Financial Planning Services | St Louis | MO | 11/2019 | 11/2023 |
| Prevail Innovative Wealth Advisors, Llc | Leawood | KS | 11/2023 | Present |
FUTURE LEADERSHIP FOUNDATION POSITION: Board member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: PO Box 1891, Columbia MO 65205, United States DESCRIPTION: Provide input on projects and conferences being conducted. The organization helps develop leaders through training and programs to create self-reliant directors in other countries. PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity. BOARD MEMBER FOR PECULIAR AREA CHAMBER OF COMMERCE, PECULIAR, MO. ORGANIZATION IS NOT INVOLVED IN ANY INVESTMENT ACTIVITY OR PRO-ACTIVE FUND RAISING. MAILING ADDRESS IS PECULIAR AREA CHAMBER OF COMMERCE, PO BOX 462, PECULIAR, MO 64078. POSITION: Board Member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: PO Box 462, Peculiar MO 64078, United States DESCRIPTION: Help coordinate civic activities such as luncheons, fall festivals, morning coffees and Easter Egg hunt.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-03 |
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