Thomas Richard Wright

Employer firm

Prevail Innovative Wealth Advisors, LLC CRD 288641

$932M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• VARIABLE ANNUITY & LIFE SUB-ACCOUNT MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 09/2019
  Edward Jones
  St Louis, MO
• 11/2019 → 11/2023
  Pruco Securities, Llc.
  St Louis, MO
• 09/2019 → 11/2019
  Unemployed
  Lee's Summit, MO
• 11/2019 → 11/2023
  Prudential Financial Planning Services
  St Louis, MO
• 11/2023 → Present
  Prevail Innovative Wealth Advisors, Llc
  Leawood, KS

Previous Registrations

• 2019-11-29 → 2023-11-08
  Pruco Securities, Llc.
  St. Louis, MO
• 2013-09-03 → 2019-09-06
  Edward Jones
  St Louis, MO
  Peculiar, MO
• 2012-01-06 → 2013-08-30
  Financial Telesis Inc
  San Rafael, CA
  Grain Valley, MO
• 2010-10-13 → 2011-08-31
  Onedigital
  Overland Park, KS
• 2008-01-14 → 2010-12-01
  Nrp Advisors, Inc.
  Leawood, KS
• 2005-10-25 → 2008-01-22
  Lpl Financial Llc
  Leawood, KS
  Leawood, KS
• 2005-04-04 → 2005-11-02
  Waddell & Reed
  Kansas City, MO
• 2003-04-21 → 2005-01-04
  Charles Schwab & Co., Inc.
  Overland Park, KS

Other Businesses

FUTURE LEADERSHIP FOUNDATION POSITION: Board member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: PO Box 1891, Columbia MO 65205, United States DESCRIPTION: Provide input on projects and conferences being conducted. The organization helps develop leaders through training and programs to create self-reliant directors in other countries. PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity. BOARD MEMBER FOR PECULIAR AREA CHAMBER OF COMMERCE, PECULIAR, MO. ORGANIZATION IS NOT INVOLVED IN ANY INVESTMENT ACTIVITY OR PRO-ACTIVE FUND RAISING. MAILING ADDRESS IS PECULIAR AREA CHAMBER OF COMMERCE, PO BOX 462, PECULIAR, MO 64078. POSITION: Board Member NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: PO Box 462, Peculiar MO 64078, United States DESCRIPTION: Help coordinate civic activities such as luncheons, fall festivals, morning coffees and Easter Egg hunt.

Exams

• S66 Uniform Combined State Law Examination
  2003-04-17
• S63 Uniform Securities Agent State Law Examination
  1993-02-03