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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2016-06-30
  • MS RA
    APPROVED
    Since 2016-06-30

Branch Locations

513 Cobblestone Ct Suite 2, Madison, MS 39110 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Ridgeland MS 10/2015 Present
Stonex Advisors Inc Ridgeland MS 06/2016 Present
  • 10/2015 → Present
    Stonex Securities Inc
    Ridgeland, MS
  • 06/2016 → Present
    Ridgeland, MS
Previous Registrations
  • 2015-10-01 → 2016-06-30
    Intl Advisory Consultants Inc.
    Ridgeland, MS
  • 2013-02-13 → 2015-10-09
    Jackson, MS
  • 2002-06-05 → 2013-02-13
    Morgan Keegan & Company, Llc
    Jackson, MS
    Jackson, MS
Other Businesses

(1)DRAKE HILL PROPERTIES LLC ADDRESS: JACKSON, MS NATURE OF THE BUSINESS: OTHER (UNPAID) POSITION/TITLE: ADMINISTRATION INVESTMENT RELATED:YES START DATE: 08/19/2011 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: MANAGEMENT OF THE REAL PROPERTY (2)MT ARARAT PROPERTIES LLC | 930 Arlington st. Jackson, MS. 39202 |NATURE OF THE BUSINESS: Timberland Management | NON investment Related | Owner/operator | Duties: Administration of Property | START DATE: 10/19/2011 | 5hrs/month | 0 hrs during market hrs (3)MUNDELL PLANTATION LLC ADDRESS: JACKSON, MS NATURE OF THE BUSINESS: TIMBERLAND AND AGRICULTURAL LAND MANAGEMENT POSITION/TITLE: ADMINISTRATION INVESTMENT RELATED:YES START DATE: 08/19/2011 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 5 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: MANAGEMENT OF THE PROPERTIES INCLUDING EXECUTION OF LEASES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-26
S63 Uniform Securities Agent State Law Examination 1990-09-21
  • S65 Uniform Investment Adviser Law Examination
    1996-06-26
  • S63 Uniform Securities Agent State Law Examination
    1990-09-21
Other Names
  • Joe Drake

View on SEC IAPD

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