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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-03-27 |
| AZ | RA | APPROVED | 2018-01-09 |
| MN | RA | APPROVED | 2018-01-07 |
| TX | RA | APPROVED_RES | 2013-02-26 |
| MS | RA | APPROVED | 2003-01-30 |
Branch Locations
1001 Government Street, Ocean Springs, MS 39564 • United States
Ocean Springs, MS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ocean Springs | MS | 01/1998 | Present |
1. 2/12/2003: THE CORNERSTONE GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-25 |
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