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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-25 |
Branch Locations
1575 N Three Notch Road, Ringgold, GA 30736 • United States
Trenton, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dempsey Lord Smith, Llc | Rome | GA | 04/2011 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. I RAISE AND SELL CATTLE AND HAY. 2 HRS PER MONTH DURING TRADING HOURS. I HAVE FILED A FARM REPORT EVERY YEAR. PERRY GOSSETT INSURANCE AGENT, INVESTMENT RELATED, 40 HOURS PERMONTH, 40 TRADING HOURS PER MONTH. 2. JONATHAN PERRY GOSSETT, 3140 New Home Rd, Trenton GA 30752, United States, 01/2014, Owner, Agriculture, NIR, 25 HR/MO - 0 HR/MO TRADING 3. AMG INSURANCE & FINANCIAL, 1575 N Three Rd, Ringgold GA 30736, United States, 11/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO - 1 HR/MO TRADING 4. J PERRY GOSSETT FARMING, 3140 New Home Rd, Trenton GA 30752, United States, 01/01/2014, Owner, Agriculture, NIR, 25 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-01 |
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