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Susan Kirchheimer Carman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport News, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-07
VA RA APPROVED 2009-12-18
  • TX RA
    APPROVED_RES
    Since 2013-02-07
  • VA RA
    APPROVED
    Since 2009-12-18

Branch Locations

11820 Fountain Way, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-19
S63 Uniform Securities Agent State Law Examination 2001-04-30
  • S66 Uniform Combined State Law Examination
    2009-11-19
  • S63 Uniform Securities Agent State Law Examination
    2001-04-30
Other Names
  • Susan K Carman

View on SEC IAPD

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MORGAN STANLEY · Newport News, VA
LPL FINANCIAL LLC · NEWPORT NEWS, VA
OCTOBER EFFECT LTD. · Newport News, VA
INTERACTIVE FINANCIAL ADVISORS · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
HAAS INVESTMENT MANAGEMENT LLC · NEWPORT NEWS, VA

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