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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-11-20 |
| TX | RA | APPROVED | 2019-11-05 |
Branch Locations
2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barry & Lisa Krumwiede | Batavia | IL | 07/2009 | Present |
| J.P. Morgan Securities Llc | Aurora | IL | 10/2005 | 11/2019 |
| Oskee Livestock Ventures, Llc | Batavia | IL | 09/2017 | 11/2019 |
| Krumwiede Farms | Batavia | IL | 01/2000 | Present |
| Lpl Financial Llc | Downers Grove | IL | 11/2019 | Present |
1) 11/05/2019 - Farm - KRUMWIEDE FARMS - Not Inv Rel - Home Based -Start date - 01/4/2000 - 1 Hrs/Mth - 0 Hrs During Trading. 2) 11/05/2019 - DBA for LPL Business (entity for LPL business) - PWA - Professional Wealth Advisors) - inv Rel - Start date: 11/8/19 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 11/05/2019 - Professional Wealth Advisors - Inv rel - Professional Wealth Advisors - Start date: 11/8/19 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 11/11/2019 - Krumwiede wealth advisory LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/08/2019 - 40 hrs/mo - 40 hrs during trading. 5) 1/26/2021 - Capitas Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2021 - 5 Hours Per Month During Securities Trading. 6) 2/5/2021 - Buckley State Bank - Not Investment Related - 102 Railroad Avenue, Buckley, IL 60918 - For-Profit Board Member - Started 11/16/2020 - 10 Hours Per Month/0 Hours During Securities Trading. 7) 10/15/2021 - PWA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/15/2021 - 1 Hour Per Month During Securities Trading. 8) 10/22/2021 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/08/2021 - 1 Hour Per Month During Securities Trading. 9) 01/30/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 2 Hours Per Month/ During Trading 10) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-02 |
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