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Barry Alan Krumwiede

LPl Financial LLC

Downers Grove, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-20
TX RA APPROVED 2019-11-05
  • IL RA
    APPROVED
    Since 2019-11-20
  • TX RA
    APPROVED
    Since 2019-11-05

Branch Locations

2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Barry & Lisa Krumwiede Batavia IL 07/2009 Present
J.P. Morgan Securities Llc Aurora IL 10/2005 11/2019
Oskee Livestock Ventures, Llc Batavia IL 09/2017 11/2019
Krumwiede Farms Batavia IL 01/2000 Present
Lpl Financial Llc Downers Grove IL 11/2019 Present
  • 07/2009 → Present
    Barry & Lisa Krumwiede
    Batavia, IL
  • 10/2005 → 11/2019
    Aurora, IL
  • 09/2017 → 11/2019
    Oskee Livestock Ventures, Llc
    Batavia, IL
  • 01/2000 → Present
    Krumwiede Farms
    Batavia, IL
  • 11/2019 → Present
    Downers Grove, IL
Previous Registrations
  • 2012-10-01 → 2019-11-15
    Naperville, IL
    Aurora, IL
    Naperville, IL
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Aurora, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
  • 2002-03-27 → 2005-07-06
    Banc One Securities Corporation
    Naperville, IL
Other Businesses

1) 11/05/2019 - Farm - KRUMWIEDE FARMS - Not Inv Rel - Home Based -Start date - 01/4/2000 - 1 Hrs/Mth - 0 Hrs During Trading. 2) 11/05/2019 - DBA for LPL Business (entity for LPL business) - PWA - Professional Wealth Advisors) - inv Rel - Start date: 11/8/19 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 11/05/2019 - Professional Wealth Advisors - Inv rel - Professional Wealth Advisors - Start date: 11/8/19 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 11/11/2019 - Krumwiede wealth advisory LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/08/2019 - 40 hrs/mo - 40 hrs during trading. 5) 1/26/2021 - Capitas Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2021 - 5 Hours Per Month During Securities Trading. 6) 2/5/2021 - Buckley State Bank - Not Investment Related - 102 Railroad Avenue, Buckley, IL 60918 - For-Profit Board Member - Started 11/16/2020 - 10 Hours Per Month/0 Hours During Securities Trading. 7) 10/15/2021 - PWA Financial Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/15/2021 - 1 Hour Per Month During Securities Trading. 8) 10/22/2021 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/08/2021 - 1 Hour Per Month During Securities Trading. 9) 01/30/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 2 Hours Per Month/ During Trading 10) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-26
S63 Uniform Securities Agent State Law Examination 1990-08-02
  • S65 Uniform Investment Adviser Law Examination
    2002-03-26
  • S63 Uniform Securities Agent State Law Examination
    1990-08-02

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