Ty Glenn Rogers

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-01
TX	RA	APPROVED	2022-01-31

FL RA
APPROVED

Since 2022-02-01
TX RA
APPROVED

Since 2022-01-31

Branch Locations

Key West, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Newport Beach	CA	12/2014	01/2022
Lpl Financial, Llc	Key West	FL	01/2022	Present

12/2014 → 01/2022

Raymond James & Associates, Inc.

Newport Beach, CA
01/2022 → Present

Lpl Financial, Llc

Key West, FL

Previous Registrations

2014-12-12 → 2022-03-01

Raymond James & Associates, Inc.

Irvine, CA

Newport Beach, CA

Key West, FL

Key West, FL
2010-07-06 → 2014-12-23

Ameriprise Financial Services, Llc

Los Angeles, CA

Glendale, CA

Newport Beach, CA
2009-06-01 → 2010-07-21

Morgan Stanley

Laguna Niguel, CA
2007-07-10 → 2009-06-01

Citigroup Global Markets Inc.

Laguna Niguel, CA
2002-02-19 → 2004-12-17

Raymond James Financial Services, Inc.

Newport Beach, CA

Other Businesses

1) 1/31/2022- DBA for LPL Business (entity for LPL business) - Gladstone Wealth Partners - At Reported Business Location(s) - Investment Related - Start date: 01/07/2022 - 160 Hours Per Month/8 Hours During Securities Trading - 100% - Key West, FL 33040 2) 1/31/2022 - DBA for LPL Business (entity for LPL business) - Waypoint Financial Advisors -At Reported Business Location(s) - Investment Related - Start date: 01/07/2022 - 160 Hours Per Month/8 Hours During Securities Trading- 100% - Key West, FL 33040 3) 07/24/2023 - KW Beachcomber, LLC - Not Investment Related - At Reported Business Location(s) - Other - LLC - LLC Managing Member - Start Date - 08/01/2023 - 2 Hours Per Month/0 Hours During Securities Trading 4) 08/22/2024 - Other - Internet Merchant - Season Ticket Owner - Not Investment Related - Home Based - Start Date 08/15/2024 - 3 Hours Per Month/ 0 Hours During Trading 5) 04/03/2025 - Front Street Docks, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Key West FL - Start Date: 05/01/2025 - 1 Hours Per Month/ 0 Hours During Trading 6) 07/09/2025 - PLANtelligence - Other - Software Company - Home Based - Not Investment Related - Start date: 07/07/2025 - 40 Hours Per Month/ 0 Hours During Trading 7) 12/02/2025 - Milner Financial - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 2 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-06
S63	Uniform Securities Agent State Law Examination	1990-12-21

S66 Uniform Combined State Law Examination

2007-07-06
S63 Uniform Securities Agent State Law Examination

1990-12-21

View on SEC IAPD