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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-27 |
| IL | RA | APPROVED | 2012-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hasler Children Farm Trust | Paris | IL | 01/2002 | Present |
| Private Family Foundation | Paris | IL | 09/2005 | Present |
| Marks Group Wealth Management | Minnetonka | MN | 12/2009 | Present |
| Longview Bank & Trust (Formerly: State Bank Of Chrisman) | Paris | IL | 02/2011 | Present |
| Lpl Financial Llc | Paris | IL | 10/2012 | Present |
1. 10/22/2012 - JOE & NILA WHITE HASLER FOUNDATION - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 5% TIME SPENT - PRESIDENT OF FAMILY PRIVATE CHARITABLE FOUNDATION - 2. 09/09/2014 - MARKS GROUP WEALTH MANAGEMENT - INV REL - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - START 10/22/12 - 6 HOURS PER MONTH, 6 DURING TRADING - THIS IS A SOLICITOR/REFERRAL ARRANGEMENT. THIS WILL BE THE SOLE RELATIONSHIP WITH MARKS GROUP WEALTH MANAGEMENT DUE TO THIS IS MY IMMEDIATE FAMILY 3. 4/26/2018 - Longview Bank & Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 01/16/2017 - 200 Hours Per Month During Securities Trading. 4. 11/8/2021 - Hasler Family Gift Trust - Not Investment Related - Home Based - Act in a Fiduciary Capacity - Started 11/01/2021 - 5 Hours Per Month/1 Hour During Securities Trading - Trust officer and advisor of record. 5. 11/18/2021 - City of Paris IL - Not Investment Related - City Hall Paris IL 61944 - Non-Profit Board Member - Commissioner - Start Date: 12/06/2021 - 2 Hours Per Month During Securities Trading - Commissioner/Member of the City Council. 6. 10/08/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Longview Wealth Management - Inv. Related- At reported business location(s) - Start Date:10/01/2025 - 80 Hrs/Mth - 80 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-11 |
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