Joseph David Winslow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1992 → 08/2020
  Minnesota Life Insurance Co
  St Paul, MN
• 01/1992 → 08/2020
  Securian Financial Services, Inc.
  St. Paul, MN
• 01/1992 → 08/2020
  Link-Allen And Assoc.
  San Mateo, CA
• 08/2020 → Present
  Lpl Financial Llc
  San Mateo, CA

Previous Registrations

• 2000-09-28 → 2020-09-08
  Securian Financial Services, Inc.
  San Mateo, CA
  San Mateo, CA

Other Businesses

1. 2/17/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - insurance agent - Start Date - 08/19/2020 - 5 Hours Per Month/5 Hours During Securities Trading 2. 02/05/2024 - 505 Enterprises, Corporation - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/12/2024 - 180 Hours Per Month/ 10 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-11

Other Names

• Joe Winslow