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James Lawrence Dolan

Ameriprise Financial Services, LLC

Gassaway, WV

Buckhannon, WV

Sutton, WV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 1998-01-01
  • WV RA
    APPROVED
    Since 1998-01-01

Branch Locations

712 Elk St, Gassaway, WV 26624-1114 • United States

3 E Main St, Buckhannon, WV 26201 • United States

Sutton, WV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Gassaway WV 09/2005 03/2020
Ameriprise Financial Services, Llc Gassaway WV 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-15
  • S63 Uniform Securities Agent State Law Examination
    1990-10-15
Other Names
  • Jim Dolan

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Rebecca Diane Lyons

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Sutton, WV

More in Gassaway, WV

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