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William John Murphy

Wells Fargo Clearing Services, LLC

San Jose, CA

Campbell, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-23
CA RA APPROVED 2000-03-14
  • TX RA
    APPROVED
    Since 2020-09-23
  • CA RA
    APPROVED
    Since 2000-03-14

Branch Locations

50 W San Fernando St Ste 1500, San Jose, CA 95113 • United States

Campbell, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Jose CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR AUNT; INV. RELATED; SAN FRANCISCO, CA; START DATE 5/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-05
S63 Uniform Securities Agent State Law Examination 1990-08-08
  • S65 Uniform Investment Adviser Law Examination
    1992-05-05
  • S63 Uniform Securities Agent State Law Examination
    1990-08-08
Other Names
  • Bill Murphy

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
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