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Lawrence B Rodriguez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Conroe, TX

Conroe, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-14
  • TX RA
    APPROVED
    Since 2014-10-14

Branch Locations

247 S Loop 336, Conroe, TX 77304 • United States

2900 W Davis St, Conroe, TX 77304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spring TX 10/2014 Present
Bank Of America, N.A. Spring TX 10/2014 Present
Previous Registrations
  • 2010-08-11 → 2014-03-19
    Td Ameritrade, Inc.
    The Woodlands, TX
  • 2010-08-11 → 2014-03-19
    Td Ameritrade Investment Management, Llc
    The Woodlands, TX
    The Woodlands, TX
  • 2003-12-11 → 2010-08-04
    Charles Schwab & Co., Inc.
    The Woodlands, TX
    The Woodlands, TX
  • 2001-11-09 → 2002-12-06
    Morgan Stanley Dw Inc.
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-22
S63 Uniform Securities Agent State Law Examination 1994-03-22
  • S65 Uniform Investment Adviser Law Examination
    1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1994-03-22
Other Names
  • Lawrence Rodriguez
  • Lawrence B Rodriguez
  • Lawrence B Rodriguez
  • Lawrence B Rodriguez
  • Lawrence B. Rodriguez
  • Lawrence B Rodriguez

View on SEC IAPD

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Other Investors

JOYLA DANITA GREGORY
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LUIS ENRIQUE MARTINEZ
CARLOS ANDRES ALVAREZ
GABRIEL GUILLERMO ELORDUY
John Curry McGill
Craig Allan Tomasek

Other Offices

PFS INVESTMENTS INC. · CONROE, TX
PFS INVESTMENTS INC. · CONROE, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Conroe, TX
ABENDSTERN WEALTH MANAGEMENT, INC. · SHENANDOAH, TX
BULLTICK WEALTH MANAGEMENT, LLC · Shenamdoah, TX
EDWARD JONES · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Shenandoah, TX
MARIPAU WEALTH MANAGEMENT LLC · Shenandoah, TX

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