Rita M Carey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

I*3456267, Entity Type: Fiduciary role Name of OBA: R M C TTEE U/A DTD 03/20/2010 C J L TRUST Address: Hyde Park , Massachusetts, 02136, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/12/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: Trustee/Child/Grandchild I*3444266 Entity Type: Fiduciary role Name of OBA: R. M C. TTEE U/A DTD 03/20/2010 C. J L. TRUST Address: Hyde Park, Massachusetts, 2136 Investment Related: No Position, Title, Association: Executor Employee Start Date: 01/09/2026 Number of Hours: 5, Yearly Number of Hours during trading: 1, Yearly Duties: Executor/Child/Grandchild

Exams

• S66 Uniform Combined State Law Examination
  2015-05-26
• S63 Uniform Securities Agent State Law Examination
  1990-10-15

Other Names

• Rita Marie Carey
• Rita Marie Lewis