Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-03-11 |
| TX | RA | APPROVED_RES | 2024-03-04 |
Branch Locations
324 2Nd Ave Sw, Jamestown, ND 58401 • United States
1929 N. Washington St, Ste Po, Bismarck, ND 58501 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Jamestown | ND | 05/1998 | 11/2023 |
| Midwest Financial Services | Jamestown | ND | 05/1998 | Present |
| Osaic Wealth, Inc. | Jamestown | ND | 11/2023 | 03/2024 |
| Lpl Financial | Jamestown | ND | 03/2024 | Present |
1- 03/04/2024 / Midwest Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mth / 8 hrs during trading / At reported business location(s). 2- 03/04/2024 / Midwest Financial Services / Non-Variable Insurance / Investment Related / 20 hrs mth / 5 hrs during trading / Start date: 09/01/1998
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-18 |
Reach out to this advisor